Executive Qualifications for Board Positions
25 years of experience as an investment professional: Fortune 50 retirement plan sponsor; global corporate treasury executive; ran three
investment advisors, two broker dealers and two mutual fund complexes. Unique visionary with founder / entrepreneurial experience
tempered by real-world wisdom and discernment.  Seven times CEO; CFA; and securities licenses.

For full resume please see: Text Resume

Board Experience / Duties / Tenure

Name	Type	Duties*	Years
Caterpillar Pension Board	Corp	Serv, Dir	10
Caterpillar Inv. Mgt. Ltd.	Inv Adv	Serv, Dir	7
Caterpillar Securities Inc.	BD	Serv, Dir	7
The Preferred Group of Mutual Funds	MF	Serv, Dir	5
Endeavor Group	BD	Serv	4
Endeavor Management Co.	Inv Adv	Serv	4
Endeavor Series Trust	MF	Serv**	4
Alpha Partners Inv. Mgt.	Inv Adv	Serv, Dir	2
4Hope Inv. Mgt LLC	LLC	Serv, Dir	4+
The 4Hope Foundation	Non Prof	Serv, Dir	3+

“Serv” = due diligence and meeting presentation, “Dir” = Director, Trustee, Chairman
“Serv**” = post acquisition, as CEO of EMC, facilitated EST board meetings for 2 years.
“+” = currently serving.

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